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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-20 |
Branch Locations
2819 Ygnacio Valley Rd, Walnut Creek, CA 94598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Walnut Creek | CA | 02/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 07/2019 | Present |
| Doordash | San Ramon | CA | 07/2017 | 03/2024 |
| Baja Fresh | San Ramon | CA | 06/2018 | 06/2019 |
| Buffalo Wild Wings | San Ramon | CA | 03/2017 | 07/2018 |
| Unemployed | San Ramon | CA | 02/2011 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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