Ashley R Smith

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-04-04
FL	RA	APPROVED	2025-01-01
ME	RA	APPROVED	2024-01-16
NJ	RA	APPROVED	2021-04-07
NY	RA	APPROVED	2021-04-06
PA	RA	APPROVED	2021-04-06

NH RA
APPROVED

Since 2025-04-04
FL RA
APPROVED

Since 2025-01-01
ME RA
APPROVED

Since 2024-01-16
NJ RA
APPROVED

Since 2021-04-07
NY RA
APPROVED

Since 2021-04-06
PA RA
APPROVED

Since 2021-04-06

Branch Locations

201 Cheney Highway, Titusville, FL 32780 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank N.A.	Titusville	FL	05/2006	02/2021
Td Bank N.A.	Titusville	FL	02/2021	Present
Td Private Client Wealth Llc	Titusville	FL	02/2021	Present

05/2006 → 02/2021

Td Bank N.A.

Titusville, FL
02/2021 → Present

Td Bank N.A.

Titusville, FL
02/2021 → Present

Td Private Client Wealth Llc

Titusville, FL

Other Businesses

Name of Entity: RIP These Bills (sole proprietor) Address of Entity: 930 Cristobal Dr. Titusville FL 32780 Type of Business: Online resale business Position: Owner/Operator Duties/Responsibilities: Clean and photograph gently used clothing and accessories, list online for sale Compensation received: $25.00 Is this Outside Business Activity investment related? No Approximate amount of time devoted on a monthly basis: 5-7 hours Approximate amount of time devoted during normal trading hours: 0 hours Date of Initial involvement with organization: October 2024 To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-05

S65 Uniform Investment Adviser Law Examination

2021-04-05

View on SEC IAPD