John Whitaker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2021 → 04/2021
  Securian Financial Services
  Saint Paul, MN
• 04/2021 → 02/2023
  Securian Financial Services
  Saint Paul, MN
• 04/2021 → 03/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 02/2021 → 04/2021
  Financial Design Group
  Toledo, OH
• 04/2021 → Present
  Financial Design Group
  Toledo, OH
• 12/2019 → 06/2021
  Louisville Title
  Maumee, OH
• 09/2018 → 01/2020
  Bob Evans
  Toledo, OH
• 03/2018 → 09/2018
  Unemployed
  Toledo, OH
• 12/2016 → 03/2018
  Nathan Ensey State Farm
  Toledo, OH
• 03/2016 → 12/2016
  Unemployed
  Findlay, OH
• 03/2023 → Present
  Lpl Financial Llc
  Toledo, OH

Previous Registrations

• 2021-07-08 → 2023-03-16
  Securian Financial Services, Inc.
  Toledo, OH

Other Businesses

1)02/2023 - Financial Design Group Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 - 160 Hr/Mth 2)02/2023 - FDG Fixed Insurance - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 07/2021

Exams

• S66 Uniform Combined State Law Examination
  2021-04-05