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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-09
  • CO RA
    APPROVED
    Since 2025-10-09

Branch Locations

1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 02/2021 07/2025
Jacquard Hotel Rooftop Narrative Restaurant Denver CO 10/2018 03/2020
Conns Home Plus Greenwood Village CO 10/2017 11/2018
Publix Deltona FL 05/2015 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2025 Present
Student Deland FL 01/2011 05/2017
Northwestern Mutual Investment Services Llc Denver CO 10/2025 Present
Self-Employed Parker CO 05/2017 10/2017
Unemployed Denver CO 11/2020 02/2021
Unemployed Denver CO 03/2020 06/2020
Jacquard Hotel Rooftop Narrative Restaurant Denver CO 06/2020 11/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2025 Present
  • 02/2021 → 07/2025
    Fidelity Investments
    Greenwood Village, CO
  • 10/2018 → 03/2020
    Jacquard Hotel Rooftop Narrative Restaurant
    Denver, CO
  • 10/2017 → 11/2018
    Conns Home Plus
    Greenwood Village, CO
  • 05/2015 → 05/2017
    Publix
    Deltona, FL
  • 08/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2011 → 05/2017
    Student
    Deland, FL
  • 10/2025 → Present
    Denver, CO
  • 05/2017 → 10/2017
    Self-Employed
    Parker, CO
  • 11/2020 → 02/2021
    Unemployed
    Denver, CO
  • 03/2020 → 06/2020
    Unemployed
    Denver, CO
  • 06/2020 → 11/2020
    Jacquard Hotel Rooftop Narrative Restaurant
    Denver, CO
  • 10/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2025-03-31 → 2025-08-07
    Greenwood Village, CO
    Denver, CO
    Boston, MA
  • 2021-08-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Other Businesses

OBA-108248|OrgNmn: not a business persay. I get paid for some of the comedy|Org Addr:N/A,Colorado,US|OBA Nature:Comedy |Invst Rel:N|Title:Sole Proprietor|Duties:Perform Comedy |StrtDt:03-29-24|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Other Names
  • Rai-Leigh Alex Grant
  • Roxey Grant
  • Rai-Leigh Grant
  • Rai-Leigh Alex Grant
  • Iniko Awujo

View on SEC IAPD

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