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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
FL RA APPROVED 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-10
  • FL RA
    APPROVED
    Since 2022-11-07

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Tampa FL 03/2021 08/2022
Iqpc Exchange Tampa FL 02/2019 02/2021
Florida Fish & Wildlife Comission Tallahassee FL 05/2017 01/2019
South Gate Centre Tallahassee FL 08/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated St Petersburg FL 10/2022 Present
Bank Of America, N.A St Petersburg FL 11/2022 Present
  • 03/2021 → 08/2022
    Ameriprise Financial Services
    Tampa, FL
  • 02/2019 → 02/2021
    Iqpc Exchange
    Tampa, FL
  • 05/2017 → 01/2019
    Florida Fish & Wildlife Comission
    Tallahassee, FL
  • 08/2015 → 05/2017
    South Gate Centre
    Tallahassee, FL
  • 10/2022 → Present
    St Petersburg, FL
  • 11/2022 → Present
    Bank Of America, N.A
    St Petersburg, FL
Previous Registrations
Other Businesses

I*3045305Entity Type: N/AName of OBA:Tampa Bay Spear Fishing ClubAddress:St. Petersburg FloridaInvestment Related:NoPosition, Title, Association:OtherStart Date:12/16/2025No Hours: 2 MonthlyNo Hours during trading:0 MonthlyDuties:this organization is to bring together local spearfisherman to plan our annual tournament, make friends with similar interests, educate the public on the sport of spearfishing, and learn new best practices and safety techniques.As Secretary, I will be in charge of recording talking points from each meeting, providing information to fellow club members, and assist with organizing the annual tournament. I*3051264 Entity Type: Entity Charitable Name of OBA: Manatee Fish and Game Association Address: Bradenton, Florida, 34209 Investment Related: No Position, Title, Association: Officer Employee Start Date: 11/18/2025 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Purpose of this organization is to promote safe fishing and hunting activities within Manatee County Florida. The club also works to provide habitat rehabilitation within the manatee county ecosystem. My role will be to assist with planning and organizing events such as: Wildlife education, Fishing best practices, organizing and assisting with annual youth fishing tournament.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-16
  • S66 Uniform Combined State Law Examination
    2021-06-16
Other Names
  • Garrett Sweeterman
  • Garrett Michael Sweeterman

View on SEC IAPD

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