David Jon Galardini

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Upper St. Clair, PA
• 12/2009 → 11/2016
  Bank Of America, Na
  Pittsburgh, PA
• 11/2016 → Present
  Rbc Capital Markets, Llc
  Canonsburg, PA

Previous Registrations

• 2009-07-31 → 2016-11-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Upper Saint Clair, PA
• 2009-06-01 → 2009-08-19
  Morgan Stanley
  Pittsburgh, PA
• 2006-10-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Pittsburgh, PA
• 2005-04-18 → 2006-10-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsburgh, PA
  Pittsburgh, PA

Exams

• S66 Uniform Combined State Law Examination
  2005-04-15

Other Names

• David Galardini