Randolph Theodore Lachman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 10/2024
  Citigroup Global Markets, Inc.
  San Francisco, CA
• 10/2024 → Present
  Bmo Harris Bank Llc
  San Francisco, CA
• 12/2024 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2012-12-19 → 2024-10-21
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  San Jose, CA
  San Francisco, CA
  San Antonio, TX
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA
  Mill Valley, CA
• 2011-05-10 → 2012-12-19
  Harrisdirect Llc
  Arlington, VA
• 2005-08-17 → 2011-01-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
  Mill Valley, CA

Other Businesses

1- 11/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 11/2024 / BMO HARRIS BANK / Financial Institution Duty / Investment Related / 160 hrs mth / 8 hrs during trading / San Francisco, CA / Start date: 12/02/2024

Exams

• S66 Uniform Combined State Law Examination
  2005-08-16

Other Names

• Randolph Lachman
• Randy Theodore Lachman