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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-15
  • IL RA
    APPROVED
    Since 2025-09-15

Branch Locations

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

333 S Il Route 83, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 02/2021 05/2024
Jc Prime Insurance & Financial Group (Allstate) Columbus OH 05/2020 01/2021
Kyle Carile Agency (Allstate) Brook Park OH 02/2020 05/2020
Brewsters Cafe Bistro Pub Twinsburg OH 06/2019 03/2020
Neo Indemnity Group Llc Dba Quantum Assurance International South Euclid OH 07/2019 12/2019
Park Place Technologies Mayfield Hts OH 04/2015 01/2019
Pettibone Road Llc Twinsburg OH 11/2019 12/2019
Unemployed Cleveland OH 02/2019 05/2019
Jpmorgan Chase Bank, N.A. Chicago IL 02/2021 05/2024
Pruco Securities Llc Downers Grove IL 02/2024 05/2024
The Prudential Insurance Company Of America Downers Grove IL 04/2024 05/2024
Ameriprise Financial Services Llc Downers Grove IL 05/2024 08/2025
Lyft Cleveland OH 06/2019 03/2020
Wells Fargo Bank, Na Elmhurst IL 09/2025 Present
Wells Fargo Clearing Services, Llc Elmhurst IL 09/2025 Present
Herbert Voice Over, Llc Homewood IL 04/2025 Present
  • 02/2021 → 05/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2020 → 01/2021
    Jc Prime Insurance & Financial Group (Allstate)
    Columbus, OH
  • 02/2020 → 05/2020
    Kyle Carile Agency (Allstate)
    Brook Park, OH
  • 06/2019 → 03/2020
    Brewsters Cafe Bistro Pub
    Twinsburg, OH
  • 07/2019 → 12/2019
    Neo Indemnity Group Llc Dba Quantum Assurance International
    South Euclid, OH
  • 04/2015 → 01/2019
    Park Place Technologies
    Mayfield Hts, OH
  • 11/2019 → 12/2019
    Pettibone Road Llc
    Twinsburg, OH
  • 02/2019 → 05/2019
    Unemployed
    Cleveland, OH
  • 02/2021 → 05/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 02/2024 → 05/2024
    Downers Grove, IL
  • 04/2024 → 05/2024
    The Prudential Insurance Company Of America
    Downers Grove, IL
  • 05/2024 → 08/2025
    Downers Grove, IL
  • 06/2019 → 03/2020
    Lyft
    Cleveland, OH
  • 09/2025 → Present
    Wells Fargo Bank, Na
    Elmhurst, IL
  • 09/2025 → Present
    Elmhurst, IL
  • 04/2025 → Present
    Herbert Voice Over, Llc
    Homewood, IL
Previous Registrations
Other Businesses

Herbert Voice Over, LLCProfessional Voice Over Artist - Voice Over artist that does voice over projects, some examples include projects for audiobooks, commercials, narration videos, video imaging, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-03
S63 Uniform Securities Agent State Law Examination 2021-04-27
  • S65 Uniform Investment Adviser Law Examination
    2023-11-03
  • S63 Uniform Securities Agent State Law Examination
    2021-04-27
Other Names
  • James Herbert
  • James Edward Herbert
  • James E Herbert
  • James Edward Herbert
  • James E Herbert

View on SEC IAPD

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