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5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-24 |
Branch Locations
5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stay At Home Father | El Cajon | CA | 08/2013 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 05/2022 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 08/2021 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2022 | 05/2022 |
| Tom Stewart In Sol Inc | San Diego | CA | 05/2022 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 01/2023 | 03/2025 |
| Bank Of America, N.A. | Carlsbad | CA | 01/2023 | 03/2025 |
| Copley Financial Group, Inc | San Diego | CA | 04/2025 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 08/2022 | 01/2023 |
| Heritage Tax And Insurance Services | San Diego | CA | 04/2025 | Present |
| Copley Alternative Investments Inc. | San Diego | CA | 01/2026 | Present |
HERITAGE TAX AND INSURANCE-INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, SAN DIEGO, CA 92108, INSURANCE SERVICES, INSURANCE AGENT, PROVIDE Fixed annuities and Life Insurance ADVICE, 20 HRS PER MONTH, 10- HRS PER MONTH DURING SECURITIES TRADINGHOURS, 04/2025. Door Dash; Investment Related: No; El Cajon, California, 92019 Position; Delivery Driver; Employee Start Date: 08/29/2022 No. Hours: 20-40 a month; Hours during trading: 0 Duties: Delivery of groceries and store goods.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-15 |
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