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Current Employers
Copley Financial Group, Inc.

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-24
  • CA RA
    APPROVED
    Since 2025-04-24

Branch Locations

5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay At Home Father El Cajon CA 08/2013 04/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2021 05/2022
Northwestern Mutual Investment Services Llc San Diego CA 08/2021 09/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2022 05/2022
Tom Stewart In Sol Inc San Diego CA 05/2022 09/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 01/2023 03/2025
Bank Of America, N.A. Carlsbad CA 01/2023 03/2025
Copley Financial Group, Inc San Diego CA 04/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carlsbad CA 08/2022 01/2023
Heritage Tax And Insurance Services San Diego CA 04/2025 Present
Copley Alternative Investments Inc. San Diego CA 01/2026 Present
  • 08/2013 → 04/2021
    Stay At Home Father
    El Cajon, CA
  • 04/2021 → 05/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → 09/2022
    Northwestern Mutual Investment Services Llc
    San Diego, CA
  • 01/2022 → 05/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2022 → 09/2022
    Tom Stewart In Sol Inc
    San Diego, CA
  • 06/2022 → 09/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2023 → 03/2025
    Carlsbad, CA
  • 01/2023 → 03/2025
    Bank Of America, N.A.
    Carlsbad, CA
  • 04/2025 → Present
    San Diego, CA
  • 08/2022 → 01/2023
    Carlsbad, CA
  • 04/2025 → Present
    Heritage Tax And Insurance Services
    San Diego, CA
  • 01/2026 → Present
    Copley Alternative Investments Inc.
    San Diego, CA
Previous Registrations
Other Businesses

HERITAGE TAX AND INSURANCE-INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, SAN DIEGO, CA 92108, INSURANCE SERVICES, INSURANCE AGENT, PROVIDE Fixed annuities and Life Insurance ADVICE, 20 HRS PER MONTH, 10- HRS PER MONTH DURING SECURITIES TRADINGHOURS, 04/2025. Door Dash; Investment Related: No; El Cajon, California, 92019 Position; Delivery Driver; Employee Start Date: 08/29/2022 No. Hours: 20-40 a month; Hours during trading: 0 Duties: Delivery of groceries and store goods.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S63 Uniform Securities Agent State Law Examination 2021-12-15
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S63 Uniform Securities Agent State Law Examination
    2021-12-15
Other Names
  • Scott Alan Zardenetta

View on SEC IAPD

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