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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-05-04 |
| SC | RA | APPROVED | 2026-04-15 |
| ND | RA | APPROVED | 2026-01-15 |
| CO | RA | APPROVED | 2025-07-02 |
| RI | RA | APPROVED | 2025-01-15 |
| WV | RA | APPROVED | 2024-06-18 |
| FL | RA | APPROVED | 2024-03-14 |
| CA | RA | APPROVED | 2024-01-11 |
| PA | RA | APPROVED | 2023-08-10 |
| MA | RA | APPROVED | 2023-05-19 |
| TX | RA | APPROVED | 2023-02-10 |
| CT | RA | APPROVED | 2022-11-11 |
| NJ | RA | APPROVED | 2022-03-29 |
| MD | RA | APPROVED | 2022-03-28 |
| NY | RA | APPROVED | 2022-03-28 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Millwood, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Rye Brook | NY | 03/2021 | Present |
| Unemployed | Millwood | NY | 05/2020 | 03/2021 |
| Zeta Global | New York | NY | 05/2017 | 05/2020 |
| Pepsico | Purchase | NY | 04/2010 | 05/2017 |
| Park Avenue Securities, Llc | Rye Brook | NY | 11/2021 | Present |
| Guardian Life Insurance Company | Millwood | NY | 06/2024 | Present |
| Park Avenue Securities | Millwood | NY | 06/2024 | Present |
1. New York State Society of CPAs, Start Date: 8/1/2023, Address: 14 Wal Street, 19th floor, New York, NY 10005, 5 total business hours; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
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