Steven Patrick Finnegan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 07/2021
  Waddell & Reed, Inc.
  Silverdale, WA
• 02/2005 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Silverdale, WA
• 01/2014 → 07/2021
  Steven Finnegan, Llc
  Silverdale, WA
• 07/2021 → Present
  Lpl Financial Llc
  Silverdale, WA

Previous Registrations

• 2005-12-15 → 2021-07-21
  Waddell & Reed
  Silverdale, WA
  Seattle, WA
  Silverdale, WA
  Silverdale, WA
  Seattle, WA

Other Businesses

1-1/1/2014-Steven Finnegan, LLC/Business Entity For Tax/Investment Purposes Only/Not Investment Related/2/16333 Olympic View Rd NW, Silverdale, WA 2-02/13/2023 - Highland Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/07/2023 - 160 Hours Per month/112 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-21

Other Names

• Steven Finnegan