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Miguel Rafael Guzman

Pfs Investments Inc.

Henderson, NV

CRD 7342979

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-20
  • NV RA
    APPROVED
    Since 2023-09-20

Branch Locations

2904 W Horizon Ridge Pkwy Suite 221, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Henderson NV 03/2021 Present
Primerica Financial Services Duluth GA 08/2019 02/2021
Green Valley High School Henderson NV 08/2017 08/2019
Southeast Career Technical Academy Las Vegas NV 08/2015 08/2017
Primerica Financial Services Henderson NV 08/2019 Present
Primerica Financial Services Duluth GA 06/2024 Present
  • 03/2021 → Present
    Henderson, NV
  • 08/2019 → 02/2021
    Primerica Financial Services
    Duluth, GA
  • 08/2017 → 08/2019
    Green Valley High School
    Henderson, NV
  • 08/2015 → 08/2017
    Southeast Career Technical Academy
    Las Vegas, NV
  • 08/2019 → Present
    Primerica Financial Services
    Henderson, NV
  • 06/2024 → Present
    Primerica Financial Services
    Duluth, GA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-02
S63 Uniform Securities Agent State Law Examination 2021-04-26
  • S65 Uniform Investment Adviser Law Examination
    2023-09-02
  • S63 Uniform Securities Agent State Law Examination
    2021-04-26
Other Names
  • Miguel Rafael Guzman

View on SEC IAPD

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