Nicholas Taylor Harris

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-10-18
TX	RA	APPROVED	2022-10-18

NC RA
APPROVED

Since 2022-10-18
TX RA
APPROVED

Since 2022-10-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	02/2021	Present
Bb&T	Asheville	NC	03/2018	01/2021
Nike Factory Store	Asheville	NC	09/2016	12/2017

02/2021 → Present

The Vanguard Group, Inc.

Charlotte, NC
03/2018 → 01/2021

Bb&T

Asheville, NC
09/2016 → 12/2017

Nike Factory Store

Asheville, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: NON-INVESTMENT/INVESTMENT RELATED: ADDRESS (City/State): NATURE OF BUSINESS: POSITION: START DATE (Month/Year): APPROXIMATE HOURS PER MONTH: NUMBER OF HOURS DURING TRADING HOURS: DUTIES:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-17
S63	Uniform Securities Agent State Law Examination	2021-04-01

S66 Uniform Combined State Law Examination

2022-10-17
S63 Uniform Securities Agent State Law Examination

2021-04-01

Other Names

Nick Harris

View on SEC IAPD