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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-11-21 |
| NC | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2021 | Present |
| Wake Forest University | Winston-Salem | NC | 08/2017 | 12/2020 |
| Georgetown Preparatory School | North Bethesda | MD | 08/2013 | 05/2017 |
| California Pizza Kitchen | Bethesda | MD | 05/2017 | 08/2017 |
| James Barrett Wilson & Associates | Winston-Salem | NC | 07/2020 | 02/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 02/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2023 | Present |
NAME OF BUSINESS: Expecta Dominum LLC INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Rental Property POSITION: Owner START DATE (Month/Year): 05/2023 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-10 |
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