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William Chase Mccormick

Pnc Wealth Management LLC

Louisville, KY

Louisville, KY

Louisville, KY

CRD 7342176

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-08-26
  • KY RA
    APPROVED
    Since 2021-08-26

Branch Locations

6900 Dixie Hwy Suite 101, Louisville, KY 40258 • United States

4726 Dixie Highway, Louisville, KY 40216 • United States

10439 Dixie Highway, Louisville, KY 40272 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Louisville KY 06/2016 08/2021
Bankers Life Securities, Inc Louisville KY 02/2021 08/2021
Pnc Investments Louisville KY 08/2021 Present
  • 06/2016 → 08/2021
    Bankers Life & Casualty, Inc
    Louisville, KY
  • 02/2021 → 08/2021
    Bankers Life Securities, Inc
    Louisville, KY
  • 08/2021 → Present
    Pnc Investments
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
  • S66 Uniform Combined State Law Examination
    2021-03-29
Other Names
  • William Mccormick Chase

View on SEC IAPD

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