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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-26
  • FL RA
    APPROVED
    Since 2026-01-26

Branch Locations

3333 Henderson Blvd, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepin Academies Of Excellence Tampa FL 08/2008 06/2018
Raymond James Financial Services, Inc. Tampa FL 03/2021 Present
Florida Central Credit Union Tampa FL 06/2018 Present
Member Service Corp Tampa FL 03/2020 04/2025
Raymond James Financial Services Advisors, Inc. Tampa FL 01/2026 Present
  • 08/2008 → 06/2018
    Pepin Academies Of Excellence
    Tampa, FL
  • 03/2021 → Present
    Raymond James Financial Services, Inc.
    Tampa, FL
  • 06/2018 → Present
    Florida Central Credit Union
    Tampa, FL
  • 03/2020 → 04/2025
    Member Service Corp
    Tampa, FL
  • 01/2026 → Present
    Tampa, FL
Other Businesses

(1) Name of Business: Floridacentral Financial Address: 3333 Henderson Blvd, Tampa, FL, 33609-2955, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Ensuring required paperwork for various client accounts is completed in a timely manner. Handling client inquires, scheduling, and basic office administrator tasks. Reviewing and preparing reports for expenses and income for the business.g reports for expenses and income for the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-13
  • S66 Uniform Combined State Law Examination
    2026-01-13

View on SEC IAPD

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