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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-03-08
TX RA APPROVED_RES 2012-05-16
OH RA APPROVED 2006-06-05
  • IN RA
    APPROVED
    Since 2019-03-08
  • TX RA
    APPROVED_RES
    Since 2012-05-16
  • OH RA
    APPROVED
    Since 2006-06-05

Branch Locations

3174 Mack Rd Ste 2, Fairfield, OH 45014 • United States

2835 Miami Village Dr Ste 101, Miamisburg, OH 45342 • United States

133 Court St Ste 208B, Ottawa, OH 45875 • United States

1110 S A St, Richmond, IN 47374-5526 • United States

Bellbrook, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 12/2005 03/2020
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
Other Businesses

Business Ownership; Moose Eye Capital LLC; Owner - Conduct administrative management for DBA.; Financial Services; 2835 Miami Village Drive, Suite 101, , Miamisburg, OH, 45305; Not Investment-Related; 06/02/2014; 20 to 39 hours per month; 20 to 39 during trading hours / Beyond Wealth Advisors LLC; Owner; Manage Ameriprise Business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 05/20/2024; 60 hours per month; 60 during trading hours / Moose Eye Holdings; Owner; Real Estate; 754 Conifer Trail, , Bellbrook, OH, 45305; Not Investment-Related; 07/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Walsh Legacy LLC; Owner; Manage Ameriprise Business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 10/15/2025; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Moose Eye Capital LLC; Owner; Manage advisory business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 06/01/2014; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-01
  • S66 Uniform Combined State Law Examination
    2007-05-01
Other Names
  • Joshua Lake

View on SEC IAPD

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