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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-03-08 |
| TX | RA | APPROVED_RES | 2012-05-16 |
| OH | RA | APPROVED | 2006-06-05 |
Branch Locations
3174 Mack Rd Ste 2, Fairfield, OH 45014 • United States
2835 Miami Village Dr Ste 101, Miamisburg, OH 45342 • United States
133 Court St Ste 208B, Ottawa, OH 45875 • United States
1110 S A St, Richmond, IN 47374-5526 • United States
Bellbrook, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miamisburg | OH | 12/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 03/2020 | Present |
Business Ownership; Moose Eye Capital LLC; Owner - Conduct administrative management for DBA.; Financial Services; 2835 Miami Village Drive, Suite 101, , Miamisburg, OH, 45305; Not Investment-Related; 06/02/2014; 20 to 39 hours per month; 20 to 39 during trading hours / Beyond Wealth Advisors LLC; Owner; Manage Ameriprise Business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 05/20/2024; 60 hours per month; 60 during trading hours / Moose Eye Holdings; Owner; Real Estate; 754 Conifer Trail, , Bellbrook, OH, 45305; Not Investment-Related; 07/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Walsh Legacy LLC; Owner; Manage Ameriprise Business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 10/15/2025; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Moose Eye Capital LLC; Owner; Manage advisory business; 2835 Miami Village Drive, Suite 101, Miamisburg, OH, 45342; Investment-Related; 06/01/2014; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-01 |
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