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2704 S Goyer Rd, Kokomo, IN 46902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-04-11 |
Branch Locations
2704 S Goyer Rd, Kokomo, IN 46902 • United States
590 Main Street, Damariscotta, ME 04543 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors Llc | Phoenix | AZ | 04/2021 | 04/2023 |
| Breakwater Vineyards | Owls Head | ME | 12/2010 | 07/2020 |
| Lash Realty Group | Waldoboro | ME | 05/2019 | 03/2022 |
| Oliver Woodworking & Design | Nobleboro | ME | 05/2019 | Present |
| Creative Financial Designs | Kokomo | IN | 04/2023 | Present |
| Ob Properties, Llc | Nobleboro | ME | 01/2023 | Present |
| Startpoint Realty | Nobleboro | ME | 03/2022 | Present |
| Town Of Nobleboro, Me | Nobleboro | ME | 03/2022 | Present |
| Oliver Investments, Llc | Damariscotta | ME | 05/2021 | Present |
1.) OLIVER WOODWORKING & DESIGN LLC; NOT INVESTMENT-RELATED; 194 Vannah Rd. Nobleboro, ME 04555; Woodworking, Contractor, Lumber; OWNER/CONTRACTOR; 2019; APPROXIMATELY 1 HR/MO WITH 0 HRS/MO DURING TRADING HOURS 2.) OLIVER INVESTMENTS, LLC; INVESTMENT-RELATED; 590 Main St. Damariscotta, ME 04543; DBA- Investment Adviser; Owner, Financial Adviser, Life Insurance Producer; May 2021 3.) StartPoint Realty; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Real Estate Associate Broker; Associate Broker; March 2016; 20 hours; 2 hours per week; Self Employed Real Estate Broker- Using StartPoint Realty as affiliate 4.) OB Properties, LLC; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Own Real Estate; Owner; January 2023 5.) Town of Nobleboro, ME; Non-Investment related; Nobleboro, ME 04555; Budget Committee Member; March 2022; 0.5 hours per month; 0 hours; Vote on town budget line items relating to budget 6.) Friendship Advent Church budget committee; Non-Investment related; 19 Cushing Road, Friendship, ME, 04547; board member; 1/1/2026; 1 hour/ month; 0 hours/month; board meetings - The Church budget committee meets once a year and discusses the yearly operating budget for the Church 7.) Homeschoolers of Maine Leadership Board; Non-Investment related; PO Box 159, Camden, ME 04843; board member; 1/1/2025; 1 hour/month; 0 hours/ month; board meetings via zoom. I meet once or twice a year via Zoom call to discuss what the Homeschoolers of Maine is doing going forward.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-09 |
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