Alissa T Lusardi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-14

NY RA
APPROVED

Since 2024-06-14

Branch Locations

Rochester, NY • United States

1173 Pittsford Victor Road Suite 220, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwest Bank	Rochester	NY	04/2011	12/2020
Securities America, Inc.	Victor	NY	02/2021	06/2024
Securities America Advisors	Victor	NY	10/2021	06/2024
Osaic Wealth, Inc.	Victor	NY	06/2024	Present
Osaic Wealth, Inc.	Victor	NY	06/2024	Present

04/2011 → 12/2020

Northwest Bank

Rochester, NY
02/2021 → 06/2024

Securities America, Inc.

Victor, NY
10/2021 → 06/2024

Securities America Advisors

Victor, NY
06/2024 → Present

Osaic Wealth, Inc.

Victor, NY
06/2024 → Present

Osaic Wealth, Inc.

Victor, NY

Previous Registrations

2021-10-20 → 2024-06-14

Securities America Advisors, Inc.

Victor, NY

Other Businesses

1. R1. ENTAL PROPERTY POSITION: Property Owner NATURE: Real Estate/Investment Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 35 Valley Crest Rd Rochester NY 14616 DESCRIPTION: Rental of single-family property 2. EVOLUTION FINANCIAL ADVISORS POSITION: Supervision Analyst NATURE: Corporation; OSJ branch INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2021 ADDRESS: 1173 Pittsford Victor Road, Suite 220, Pittsford NY 14534, United States DESCRIPTION: Compliance and supervision duties including but not limited to trade review, new account review, providing education and guidance to FPs on broker dealer policies and procedures, e-mail review, etc. 3. ALISSA LUSARDI POSITION: Supervision Analyst NATURE: I hold my NY Insurance License as required by the broker/dealer to review annuity transactions as an FLS & delegate under my OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2025 ADDRESS: 1173 Pittsford Victor Road, Suite 220, Pittsford NY 14534, United States DESCRIPTION: I am required to have my life/accident/health insurance license to review annuity business transactions as an OSJ delegate/FLS.