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Richard Seth Broussard

Edward Jones

Luling, LA

CRD 7341696

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-21
LA RA APPROVED 2021-05-18
  • TX RA
    APPROVED
    Since 2021-07-21
  • LA RA
    APPROVED
    Since 2021-05-18

Branch Locations

116 Lakewood Drive, Luling, LA 70070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2021 Present
Stryker Metairie LA 03/2010 03/2021
  • 03/2021 → Present
    Edward Jones
    St Louis, MO
  • 03/2010 → 03/2021
    Stryker
    Metairie, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-15
  • S66 Uniform Combined State Law Examination
    2021-05-15

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS

Nearby Investors

HARRISON LEBLANC
RYAN REYNOLDS LEBLANC
Dustin Joseph Matherne

Nearby Offices

LPL FINANCIAL LLC · LULING, LA
EDWARD JONES · LULING, LA
EDWARD JONES · Luling, LA

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