Henry Samuel Walker

Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 02/2021
  Bancorpsouth
  Birmingham, AL
• 03/2021 → 12/2023
  Simon Markets Llc
  Birmingham, AL
• 08/2016 → 05/2017
  University Of Alabama
  Tuscaloosa, AL
• 05/2017 → 07/2020
  Full-Time Education
  Tuscaloosa, AL
• 08/2022 → 10/2024
  Institutional Capital Network, Inc.
  New York, NY
• 12/2023 → 10/2024
  Icapital Markets Llc
  New York, NY
• 01/2025 → 06/2025
  Highland Associates
  Birmingham, AL
• 06/2025 → 04/2026
  Bts Asset Management
  Lincoln, MA
• 04/2026 → Present
  Riverfront Investment Group
  Richmond, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-04
• S63 Uniform Securities Agent State Law Examination
  2021-09-09