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Henry Samuel Walker

Riverfront Investment Group, LLC

Richmond, VA

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Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-05-13
  • VA RA
    APPROVED
    Since 2026-05-13

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancorpsouth Birmingham AL 07/2020 02/2021
Simon Markets Llc Birmingham AL 03/2021 12/2023
University Of Alabama Tuscaloosa AL 08/2016 05/2017
Full-Time Education Tuscaloosa AL 05/2017 07/2020
Institutional Capital Network, Inc. New York NY 08/2022 10/2024
Icapital Markets Llc New York NY 12/2023 10/2024
Highland Associates Birmingham AL 01/2025 06/2025
Bts Asset Management Lincoln MA 06/2025 04/2026
Riverfront Investment Group Richmond VA 04/2026 Present
  • 07/2020 → 02/2021
    Bancorpsouth
    Birmingham, AL
  • 03/2021 → 12/2023
    Simon Markets Llc
    Birmingham, AL
  • 08/2016 → 05/2017
    University Of Alabama
    Tuscaloosa, AL
  • 05/2017 → 07/2020
    Full-Time Education
    Tuscaloosa, AL
  • 08/2022 → 10/2024
    Institutional Capital Network, Inc.
    New York, NY
  • 12/2023 → 10/2024
    Icapital Markets Llc
    New York, NY
  • 01/2025 → 06/2025
    Highland Associates
    Birmingham, AL
  • 06/2025 → 04/2026
    Bts Asset Management
    Lincoln, MA
  • 04/2026 → Present
    Riverfront Investment Group
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-04
S63 Uniform Securities Agent State Law Examination 2021-09-09
  • S65 Uniform Investment Adviser Law Examination
    2025-09-04
  • S63 Uniform Securities Agent State Law Examination
    2021-09-09

View on SEC IAPD

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GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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