Cole Gendron

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 04/2020
  Bank Of America
  New York, NY
• 04/2020 → 02/2021
  Bank Of America
  New York, NY
• 02/2021 → 09/2024
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  New York, NY
• 08/2015 → 05/2019
  George Washington University
  Washington, DC
• 06/2017 → 08/2017
  Wentworth-Douglass Hospital
  Dover, NH
• 06/2018 → 08/2018
  Wentworth-Douglass Hospital
  Dover, NH
• 05/2016 → 09/2019
  Cole's Racks
  Greenland, NH
• 10/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-01-27

Other Names

• Cole B. Gendron
• Cole Barry Gendron