Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gnc | Charlotte | NC | 02/2015 | 06/2017 |
| Wells Fargo | Charlotte | NC | 06/2017 | 03/2021 |
| Ally | Charlotte | NC | 03/2021 | 08/2021 |
| Wells Fargo | Charlotte | NC | 08/2021 | 04/2022 |
| James Worrell | Charlotte | NC | 04/2022 | 06/2022 |
| James Worrell | Charlotte | NC | 06/2022 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 06/2022 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2022 | 03/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-12 |
Reach out to this advisor