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Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-13
  • NV RA
    APPROVED
    Since 2025-01-13

Branch Locations

Las Vegas, NV • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investements Cincinnati OH 07/2023 01/2024
Ameriprise Financial Las Vegas NV 01/2021 07/2023
Unemployed Las Vegas NV 04/2020 01/2021
Freelance Las Vegas NV 06/2017 04/2020
Custom Security Las Vegas NV 05/2016 06/2017
Unemployed Las Vegas NV 01/2024 03/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2024 Present
Northwestern Mutual Investment Services Llc Las Vegas NV 03/2024 01/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 01/2025
Integrity Alliance, Llc Las Vegas NV 01/2025 Present
  • 07/2023 → 01/2024
    Fidelity Investements
    Cincinnati, OH
  • 01/2021 → 07/2023
    Ameriprise Financial
    Las Vegas, NV
  • 04/2020 → 01/2021
    Unemployed
    Las Vegas, NV
  • 06/2017 → 04/2020
    Freelance
    Las Vegas, NV
  • 05/2016 → 06/2017
    Custom Security
    Las Vegas, NV
  • 01/2024 → 03/2024
    Unemployed
    Las Vegas, NV
  • 03/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2024 → 01/2025
    Las Vegas, NV
  • 08/2024 → 01/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Las Vegas, NV
Previous Registrations
Other Businesses

1) Alliance; not investment related; 1058 Sweeping Vine Ave, Las Vegas, NV 89183; Life Insurance sales; Representative; 10/01/2024; 20 hours per month; 0 hours during security hours; Life insurance sales 2) CREATIVE CO-OP POSITION: Employee NATURE: receiving shipments, assembling and staging furniture INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 10/31/2025 ADDRESS: 475 South Grand Central Parkway, Las Vegas NV 89106, United States DESCRIPTION: receiving shipments, assembling and staging furniture

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-30
S63 Uniform Securities Agent State Law Examination 2022-04-11
  • S65 Uniform Investment Adviser Law Examination
    2023-11-30
  • S63 Uniform Securities Agent State Law Examination
    2022-04-11
Other Names
  • Brian Newman

View on SEC IAPD

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