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Integrity Alliance, LLC. CRD 139627
$5.41B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-13 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investements | Cincinnati | OH | 07/2023 | 01/2024 |
| Ameriprise Financial | Las Vegas | NV | 01/2021 | 07/2023 |
| Unemployed | Las Vegas | NV | 04/2020 | 01/2021 |
| Freelance | Las Vegas | NV | 06/2017 | 04/2020 |
| Custom Security | Las Vegas | NV | 05/2016 | 06/2017 |
| Unemployed | Las Vegas | NV | 01/2024 | 03/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2024 | Present |
| Northwestern Mutual Investment Services Llc | Las Vegas | NV | 03/2024 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | 01/2025 |
| Integrity Alliance, Llc | Las Vegas | NV | 01/2025 | Present |
1) Alliance; not investment related; 1058 Sweeping Vine Ave, Las Vegas, NV 89183; Life Insurance sales; Representative; 10/01/2024; 20 hours per month; 0 hours during security hours; Life insurance sales 2) CREATIVE CO-OP POSITION: Employee NATURE: receiving shipments, assembling and staging furniture INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 10/31/2025 ADDRESS: 475 South Grand Central Parkway, Las Vegas NV 89106, United States DESCRIPTION: receiving shipments, assembling and staging furniture
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-11 |
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