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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-09-23
  • GA RA
    APPROVED
    Since 2019-09-23

Branch Locations

102 Mary Alice Park Rd Suite 205, Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 10/2008 09/2019
Raymond James Financial Services Advisors, Inc. Suwanee GA 09/2019 Present
Raymond James Financial Services, Inc. Suwanee GA 09/2019 Present
Previous Registrations
  • 2016-09-20 → 2019-09-24
    Cumming, GA
    Cumming, GA
    Cumming, GA
    Cumming, GA
  • 2008-10-10 → 2016-12-31
    Truist Investment Services, Inc.
    Cumming, GA
    Gainesville, GA
    Atlanta, GA
    Gainseville, GA
    Gainesville, GA
    Gainesville, GA
    Gainesville, GA
    Cumming, GA
    Cumming, GA
    Oakwood, GA
    Cumming, GA
    Cumming, GA
    Cumming, GA
  • 2006-07-17 → 2008-09-23
    Alpharetta, GA
  • 2005-09-26 → 2006-06-01
    Morgan Stanley Dw Inc.
    Alpharetta, GA
Other Businesses

(1)Name of Business: Evidential Wealth Advisors, LLC Address: 102 Mary Alice Park Rd Ste 205, Cumming, GA, 30040, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/20/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company name for our RJFS branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02
Designations
Other Names
  • Thomas D Ryan
  • Thomas D Ryan
  • Thomas D Ryan
  • Thomas D Ryan

View on SEC IAPD

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