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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-01-05
  • WI RA
    APPROVED
    Since 2022-01-05

Branch Locations

17 Forest Avenue, Fond Du Lac, WI 54935 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Fond Du Lac WI 05/2021 11/2021
Badgerland Youth For Christ Fond Du Lac WI 03/2018 10/2021
Starbucks Fond Du Lac WI 02/2016 04/2020
Edgewood Community Church Fond Du Lac WI 09/2014 05/2021
Thrivent Investment Management Inc Fond Du Lac MN 10/2021 Present
Thrivent Financial Appleton WI 11/2021 03/2022
Thrivent Financial Appleton WI 03/2022 Present
  • 05/2021 → 11/2021
    Thrivent Financial
    Fond Du Lac, WI
  • 03/2018 → 10/2021
    Badgerland Youth For Christ
    Fond Du Lac, WI
  • 02/2016 → 04/2020
    Starbucks
    Fond Du Lac, WI
  • 09/2014 → 05/2021
    Edgewood Community Church
    Fond Du Lac, WI
  • 10/2021 → Present
    Fond Du Lac, MN
  • 11/2021 → 03/2022
    Thrivent Financial
    Appleton, WI
  • 03/2022 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

EDGEWOOD COMMUNITY CHURCH POSITION: Resident Youth Pastor NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 48 START DATE: 12/22/2023 ADDRESS: 609 Thomas Street, Fond du Lac WI 54935, United States DESCRIPTION: Youth Pastor, Young Adults Pastor. I will be in charge of minister to our youth and young adults. This includes running programs, leading outreach, counseling, discipleship, and some preaching.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
  • S66 Uniform Combined State Law Examination
    2022-01-04

View on SEC IAPD

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