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CRD 7340652
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-09 |
Branch Locations
3121 Vestal Parkway East, Vestal, NY 13851 • United States
331 Main St, Johnson City, NY 13790 • United States
80 S Chenango St, Greene, NY 13778 • United States
1310 North St Ste 1, Endicott, NY 13760 • United States
625 Harry L Dr, Johnson City, NY 13790 • United States
156 Robinson St, Binghamton, NY 13904 • United States
1256 Front St, Binghamton, NY 13901 • United States
2 N. Main St., P.O. Box 158, Newark Valley, NY 13811 • United States
2950 State Route 11, Whitney Point, NY 13862 • United States
11 East Main Street, Hancock, NY 13783 • United States
108 Second Street, Deposit, NY 13754 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley Heights Christian Academy | Norwich | NY | 08/2011 | 08/2017 |
| Messiah University | Mechanicsburg | PA | 08/2017 | 05/2021 |
| Ambassador Advisors, Llc | Lancaster | PA | 02/2021 | 12/2023 |
| American Portfolios Financial Services, Inc. | Lancaster | PA | 02/2021 | 10/2024 |
| Faithward Advisors, Llc | Lancaster | NY | 12/2023 | 10/2025 |
| Osaic Wealth, Inc. | Vestal | NY | 10/2024 | 10/2025 |
| Lpl Financial Llc | New York | NY | 10/2025 | Present |
| Nbt Bank | New York | NY | 10/2025 | Present |
1. 10/06/2025 - NBT Investment Services - DBA for LPL Business (entity for LPL business)- Inv Rel - At Reported Business Location(s) - Start: 09/12/2025 - 160 Hr/Mth- 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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