Duncan Jeffrey Conroy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-12-06

FL RA
APPROVED

Since 2021-12-06

Branch Locations

Santa Rosa Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Miramar Beach	FL	02/2021	Present
Southern Airways Express	Pompano Beach	FL	11/2016	02/2021
Southern Airways Express	Baltimore	MD	08/2016	11/2016

02/2021 → Present

Lpl Financial Llc

Miramar Beach, FL
11/2016 → 02/2021

Southern Airways Express

Pompano Beach, FL
08/2016 → 11/2016

Southern Airways Express

Baltimore, MD

Other Businesses

1)07/13/2021 - Conroy Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-02

S66 Uniform Combined State Law Examination

2021-12-02

View on SEC IAPD