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CRD 7340077
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-15 |
Branch Locations
926 W. College Ave., Appleton, WI 54914 • United States
825 Morris Avenue, Green Bay, WI 54304 • United States
406 Cardinal Lane, Green Bay, WI 54313 • United States
911 Huron Road, Green Bay, WI 54311 • United States
921 S. Taylor Street, Green Bay, WI 54303 • United States
2755 W. Wisconsin Ave., Appleton, WI 54914 • United States
1121 W Main Avenue, De Pere, WI 54115 • United States
1449 Green Bay Road, Suite 1, Sturgeon Bay, WI 54235 • United States
1065 Velp Avenue, Green Bay, WI 54303 • United States
W7007 Parkview Dr., Suite E, Greenville, WI 54942 • United States
125 E. North Ave., Little Chute, WI 54140 • United States
1401 S. Commercial St., Neenah, WI 54956 • United States
1305 E. Green Bay Street, Shawano, WI 54166 • United States
855 Eisenhower Drive, Kimberly, WI 54136 • United States
665 N. 12Th Ave., Sturgeon Bay, WI 54235 • United States
1395 S. Broadway Street, Ledgeview, WI 54115 • United States
2316 Lineville Road, Green Bay, WI 54313 • United States
1651 Main Street, Green Bay, WI 54302 • United States
108 S. Fifth Street, De Pere, WI 54115 • United States
W2670 County Road Kk, Appleton, WI 54915 • United States
N4119 County Road E, Freedom, WI 54130 • United States
201 W. St. Joseph St., Green Bay, WI 54301 • United States
2495 Jackson St., Oshkosh, WI 54901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community First Credit Union | Appleton | WI | 11/2013 | 11/2018 |
| Us Bank | Appleton | WI | 11/2018 | 04/2020 |
| First Business Bank | Madison | WI | 04/2020 | 01/2023 |
| Allie & Brian Photography Llc | Neenah | WI | 11/2018 | Present |
| Lpl Financial Llc | Madison | WI | 03/2021 | 01/2023 |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 06/2025 |
| Capital Credit Union Wi | Green Bay | WI | 01/2023 | Present |
| Lpl Financial Llc | Appleton | WI | 05/2025 | Present |
1. 05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Capital Investment Group- Inv Rel- At Reported Business Location (s)- 180 Hrs Per Mnth/160 Hrs During Trading- Start Date 11/21/2022 2. 05/2025 - ALLIE AND BRIAN PHOTOGRAPHY LLC- Business Owner- Non Inv Rel- Appleton, WI- 6 Hrs Per Mnth/ Trading- Start Date 07/10/2019 3. 06/30/2026 - Capital Insurance Solutions, Inc - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 10/01/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-07 |
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