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515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
| IL | RA | APPROVED | 2026-03-03 |
| IN | RA | APPROVED | 2026-03-03 |
| MI | RA | APPROVED | 2026-03-03 |
| MN | RA | APPROVED | 2026-03-03 |
| WI | RA | APPROVED | 2026-03-03 |
Branch Locations
200 Clarendon Street 19Th Floor, Boston, MA 02116 • United States
515 South Flower Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2021 | 08/2022 |
| Waveland Golf Course | Des Moines | IA | 04/2021 | 06/2021 |
| Praxiar | Ankeny | IA | 07/2019 | 08/2019 |
| Zap Mobile Entertainment | Ames | IA | 05/2018 | 09/2018 |
| Veenker Memorial Golf Course | Ames | IA | 05/2018 | 08/2018 |
| Greater Des Moines Umpire Association | Des Moines | IA | 06/2017 | 08/2017 |
| Iowa Outdoor Products | West Des Moines | IA | 05/2017 | 06/2017 |
| Iowa State University | Ames | IA | 08/2016 | 05/2017 |
| Iowa State University | Ames | IA | 08/2017 | 05/2018 |
| Iowa State University | Ames | IA | 08/2018 | 05/2019 |
| Iowa State University | Ames | IA | 08/2019 | 05/2020 |
| Waveland Golf Course | Des Moines | IA | 08/2020 | 12/2020 |
| Unemployed | Ames | IA | 05/2020 | 08/2020 |
| Unemployed | Ames | IA | 05/2019 | 07/2019 |
| Amundi Distributor Us, Inc. | Boston | MA | 08/2022 | 04/2025 |
| Natixis Distribution, Llc | Boston | MA | 07/2025 | 02/2026 |
| Natixis Advisors, Llc | Boston | MA | 07/2025 | 02/2026 |
| Tcw Llc | Los Angeles | CA | 02/2026 | Present |
| Tcw Funds Distributors | Los Angeles | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-20 |
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