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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-16
IL RA APPROVED 2026-03-03
IN RA APPROVED 2026-03-03
MI RA APPROVED 2026-03-03
MN RA APPROVED 2026-03-03
WI RA APPROVED 2026-03-03
  • MA RA
    APPROVED
    Since 2026-03-16
  • IL RA
    APPROVED
    Since 2026-03-03
  • IN RA
    APPROVED
    Since 2026-03-03
  • MI RA
    APPROVED
    Since 2026-03-03
  • MN RA
    APPROVED
    Since 2026-03-03
  • WI RA
    APPROVED
    Since 2026-03-03

Branch Locations

200 Clarendon Street 19Th Floor, Boston, MA 02116 • United States

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2021 08/2022
Waveland Golf Course Des Moines IA 04/2021 06/2021
Praxiar Ankeny IA 07/2019 08/2019
Zap Mobile Entertainment Ames IA 05/2018 09/2018
Veenker Memorial Golf Course Ames IA 05/2018 08/2018
Greater Des Moines Umpire Association Des Moines IA 06/2017 08/2017
Iowa Outdoor Products West Des Moines IA 05/2017 06/2017
Iowa State University Ames IA 08/2016 05/2017
Iowa State University Ames IA 08/2017 05/2018
Iowa State University Ames IA 08/2018 05/2019
Iowa State University Ames IA 08/2019 05/2020
Waveland Golf Course Des Moines IA 08/2020 12/2020
Unemployed Ames IA 05/2020 08/2020
Unemployed Ames IA 05/2019 07/2019
Amundi Distributor Us, Inc. Boston MA 08/2022 04/2025
Natixis Distribution, Llc Boston MA 07/2025 02/2026
Natixis Advisors, Llc Boston MA 07/2025 02/2026
Tcw Llc Los Angeles CA 02/2026 Present
Tcw Funds Distributors Los Angeles CA 02/2026 Present
  • 02/2021 → 08/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2021 → 06/2021
    Waveland Golf Course
    Des Moines, IA
  • 07/2019 → 08/2019
    Praxiar
    Ankeny, IA
  • 05/2018 → 09/2018
    Zap Mobile Entertainment
    Ames, IA
  • 05/2018 → 08/2018
    Veenker Memorial Golf Course
    Ames, IA
  • 06/2017 → 08/2017
    Greater Des Moines Umpire Association
    Des Moines, IA
  • 05/2017 → 06/2017
    Iowa Outdoor Products
    West Des Moines, IA
  • 08/2016 → 05/2017
    Iowa State University
    Ames, IA
  • 08/2017 → 05/2018
    Iowa State University
    Ames, IA
  • 08/2018 → 05/2019
    Iowa State University
    Ames, IA
  • 08/2019 → 05/2020
    Iowa State University
    Ames, IA
  • 08/2020 → 12/2020
    Waveland Golf Course
    Des Moines, IA
  • 05/2020 → 08/2020
    Unemployed
    Ames, IA
  • 05/2019 → 07/2019
    Unemployed
    Ames, IA
  • 08/2022 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 07/2025 → 02/2026
    Natixis Distribution, Llc
    Boston, MA
  • 07/2025 → 02/2026
    Boston, MA
  • 02/2026 → Present
    Tcw Llc
    Los Angeles, CA
  • 02/2026 → Present
    Tcw Funds Distributors
    Los Angeles, CA
Previous Registrations
  • 2025-08-06 → 2026-02-04
    Boston, MA
  • 2024-10-17 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-08
S63 Uniform Securities Agent State Law Examination 2022-10-20
  • S65 Uniform Investment Adviser Law Examination
    2024-10-08
  • S63 Uniform Securities Agent State Law Examination
    2022-10-20
Other Names
  • Zacharias Miller
  • Zacharias Stephen Miller

View on SEC IAPD

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