Troy William Ochoa

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-05-22
RI	RA	APPROVED	2023-05-08
MA	RA	APPROVED	2022-01-18
TX	RA	APPROVED	2022-01-13
CT	RA	APPROVED	2021-09-08

VA RA
APPROVED

Since 2023-05-22
RI RA
APPROVED

Since 2023-05-08
MA RA
APPROVED

Since 2022-01-18
TX RA
APPROVED

Since 2022-01-13
CT RA
APPROVED

Since 2021-09-08

Branch Locations

28 Pelham St., Unit 200, Newport, RI 02840 • United States

74 Batterson Park Rd., Ste. 303, Farmington, CT 06032 • United States

67 Millbrook St. Ste. 505, Worcester, MA 01606 • United States

200 North Main St., West Bldg. Ste. 1203, East Longmeadow, MA 01028 • United States

2 Granite Ave., Milton, MA 02186 • United States

1700 N Moore St. Ste. 1005, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	02/2021	Present
Ochoa Inc.	East Longmeadow	MA	05/2010	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2021	Present

02/2021 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2010 → Present

Ochoa Inc.

East Longmeadow, MA
09/2021 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) OCHOA, INC, 653 N MAIN ST, EAST LONGMEADOW, MA, 05/2014, VICE PRESIDENT/OWNER, SALON/SPA, NIR, 10 HR/WK- 0/TRADING HR. 2) NEWPORT PRIVATE WEALTH, LLC, 28 Pelham St, Unit 201, Newport RI 02840, United States, 07/05/2023, Owner, using as a trade name dba, INV REL, 150 HR/MO, 100 Trading 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) OL-ADVISORS, 74 BATTERSON PARK ROAD, SUITE 303, FARMINGTON CT 06032, 04/2024, 1099 CONTRACTOR, INV REL, 20 HR/MO - 0 HR/MO TRADING. 5) SEELEY HOWARD PRIVATE WEALTH, 200 N MAIN ST, SUITE 1203, EAST LONGMEADOW MA 01028, 04/2024, 1099 CONTRACTOR, INV REL, 20 HR/MO - 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-02

S66 Uniform Combined State Law Examination

2021-09-02