Cory Joseph Morris

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-04
NC	RA	APPROVED	2026-04-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	02/2024	03/2026
Wells Fargo Advisors	Charlotte	NC	06/2021	02/2024
Populus Group	Davidson	NC	03/2019	09/2020
Longhorn Steakhouse	Concord	NC	03/2014	02/2019
Self-Employed	Charlotte	NC	12/2022	05/2025
The University Of North Carolina At Charlotte	Charlotte	NC	01/2014	06/2018
Unemployed	Huntersville	NC	03/2019	07/2019
Unemployed	Concord	NC	04/2020	05/2021
Vanguard Marketing Corporation	Charlotte	NC	02/2024	03/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	03/2026	Present
Bank Of America, N.A.	Charlotte	NC	05/2026	Present

02/2024 → 03/2026

The Vanguard Group, Inc.

Charlotte, NC
06/2021 → 02/2024

Wells Fargo Advisors

Charlotte, NC
03/2019 → 09/2020

Populus Group

Davidson, NC
03/2014 → 02/2019

Longhorn Steakhouse

Concord, NC
12/2022 → 05/2025

Self-Employed

Charlotte, NC
01/2014 → 06/2018

The University Of North Carolina At Charlotte

Charlotte, NC
03/2019 → 07/2019

Unemployed

Huntersville, NC
04/2020 → 05/2021

Unemployed

Concord, NC
02/2024 → 03/2026

Vanguard Marketing Corporation

Charlotte, NC
03/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2026 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-30
S63	Uniform Securities Agent State Law Examination	2024-04-26

Other Firms