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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-01
  • SC RA
    APPROVED
    Since 2024-10-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

124 Verdae Blvd Suite 504, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fintrust Capital Advisors, Llc Greenville SC 02/2023 09/2024
Lpl Financial Holdings, Inc. Fort Mill SC 07/2021 02/2023
Associate Staffing Charlotte NC 02/2021 07/2021
Chipotle Mexican Grill, Inc. Clemson SC 01/2021 02/2021
The Taylor Park Of Central Central SC 05/2020 12/2020
Unemployed Student Clemson SC 03/2020 05/2020
Mcdonald's Corporation Clemson SC 01/2020 03/2020
The Alumni Restaurant Clemson SC 03/2019 11/2019
Wells Fargo Bank, N.A. Clemson SC 05/2019 07/2019
Unemployed Student Clemson SC 08/2017 03/2019
Racing Metal Llc York SC 05/2017 08/2017
Unemployed Student Clemson SC 08/2016 05/2017
Wealth Enhancement Group Greenville SC 10/2024 Present
Wealth Enhancement Advisory Services Greenville SC 10/2024 Present
  • 02/2023 → 09/2024
    Fintrust Capital Advisors, Llc
    Greenville, SC
  • 07/2021 → 02/2023
    Lpl Financial Holdings, Inc.
    Fort Mill, SC
  • 02/2021 → 07/2021
    Associate Staffing
    Charlotte, NC
  • 01/2021 → 02/2021
    Chipotle Mexican Grill, Inc.
    Clemson, SC
  • 05/2020 → 12/2020
    The Taylor Park Of Central
    Central, SC
  • 03/2020 → 05/2020
    Unemployed Student
    Clemson, SC
  • 01/2020 → 03/2020
    Mcdonald's Corporation
    Clemson, SC
  • 03/2019 → 11/2019
    The Alumni Restaurant
    Clemson, SC
  • 05/2019 → 07/2019
    Wells Fargo Bank, N.A.
    Clemson, SC
  • 08/2017 → 03/2019
    Unemployed Student
    Clemson, SC
  • 05/2017 → 08/2017
    Racing Metal Llc
    York, SC
  • 08/2016 → 05/2017
    Unemployed Student
    Clemson, SC
  • 10/2024 → Present
    Wealth Enhancement Group
    Greenville, SC
  • 10/2024 → Present
    Wealth Enhancement Advisory Services
    Greenville, SC
Previous Registrations
  • 2023-04-27 → 2024-10-15
    Fintrust Capital Advisors, Llc
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
Other Names
  • Cody Mann
  • Cody A Mann
  • Cody Allen Mann

View on SEC IAPD

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