James Hunt

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-11-30

NC RA
APPROVED

Since 2023-11-30

Branch Locations

253 Executive Park Blvd Suite 1, Winston-Salem, NC 27103 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	04/2021	11/2021
Associate Staffing	Charlotte	NC	02/2021	03/2021
Gallagher	Durham	NC	03/2020	02/2021
Collabera	Raleigh	NC	07/2019	12/2019
Bridgestone Golf	Raleigh	NC	03/2018	08/2018
Scioto Country Club	Columbus	OH	05/2017	11/2017
North Carolina State University	Raleigh	NC	08/2014	05/2019
Unemployed	Raleigh	NC	05/2019	07/2019
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2021	11/2023
Lpl Financial Llc	Winston-Salem	NC	11/2023	06/2025
Wealth Enhancement Advisory Services	Winston-Salem	NC	11/2023	Present
Wealth Enhancement Group	Winston-Salem	NC	11/2023	Present
Wealth Enhancement Brokerage Services	Winston-Salem	NC	11/2023	Present

04/2021 → 11/2021

The Vanguard Group, Inc.

Charlotte, NC
02/2021 → 03/2021

Associate Staffing

Charlotte, NC
03/2020 → 02/2021

Gallagher

Durham, NC
07/2019 → 12/2019

Collabera

Raleigh, NC
03/2018 → 08/2018

Bridgestone Golf

Raleigh, NC
05/2017 → 11/2017

Scioto Country Club

Columbus, OH
08/2014 → 05/2019

North Carolina State University

Raleigh, NC
05/2019 → 07/2019

Unemployed

Raleigh, NC
11/2021 → 11/2023

Wells Fargo Clearing Services, Llc

Charlotte, NC
11/2023 → 06/2025

Lpl Financial Llc

Winston-Salem, NC
11/2023 → Present

Wealth Enhancement Advisory Services

Winston-Salem, NC
11/2023 → Present

Wealth Enhancement Group

Winston-Salem, NC
11/2023 → Present

Wealth Enhancement Brokerage Services

Winston-Salem, NC

Previous Registrations

2022-04-21 → 2023-11-13

Wells Fargo Clearing Services, Llc

Charlotte, NC

Charlotte, NC

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/27/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-21
S63	Uniform Securities Agent State Law Examination	2021-06-07

S66 Uniform Combined State Law Examination

2022-04-21
S63 Uniform Securities Agent State Law Examination

2021-06-07

Other Names

Jay Hunt
James Hunt
James Henderson Hunt
James H Hunt

View on SEC IAPD