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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-01-12 |
Branch Locations
Nolensville, TN • United States
329 S Royal Oaks Blvd Unit 302, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Results Physiotherapy | Smyrna | TN | 03/2018 | 02/2021 |
| State Farm | Springfield | IL | 03/2017 | 01/2018 |
| Massmutual Life Insurance Company/Capital Financial Group | Franklin | TN | 02/2021 | Present |
| Orthopedic Center Of Illinois | Springfield | IL | 06/2014 | 03/2017 |
| Mml Investors Services Llc | Franklin | TN | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-17 |
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