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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-01-12
  • TN RA
    APPROVED
    Since 2023-01-12

Branch Locations

Nolensville, TN • United States

329 S Royal Oaks Blvd Unit 302, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Results Physiotherapy Smyrna TN 03/2018 02/2021
State Farm Springfield IL 03/2017 01/2018
Massmutual Life Insurance Company/Capital Financial Group Franklin TN 02/2021 Present
Orthopedic Center Of Illinois Springfield IL 06/2014 03/2017
Mml Investors Services Llc Franklin TN 02/2021 Present
  • 03/2018 → 02/2021
    Results Physiotherapy
    Smyrna, TN
  • 03/2017 → 01/2018
    State Farm
    Springfield, IL
  • 02/2021 → Present
    Massmutual Life Insurance Company/Capital Financial Group
    Franklin, TN
  • 06/2014 → 03/2017
    Orthopedic Center Of Illinois
    Springfield, IL
  • 02/2021 → Present
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17
Other Names
  • Dylan Rose

View on SEC IAPD

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