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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| SD | RA | APPROVED | 2023-08-31 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shenanigans Sports Bar And Grill | Sioux Falls | SD | 12/2013 | 05/2017 |
| Green Arts Landscape | Sioux Falls | SD | 05/2018 | 08/2018 |
| University Of South Dakota Admissions Office | Vermillion | SD | 02/2019 | 05/2021 |
| Sanford Health | Sioux Falls | SD | 03/2019 | 06/2020 |
| Roosevelt High School | Sioux Falls | SD | 08/2013 | 07/2017 |
| University Of South Dakota | Vermillion | SD | 08/2017 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2021 | 04/2023 |
| Northwestern Mutual Investment Services Llc | Sioux Falls | SD | 05/2021 | 04/2023 |
| Principal Life Insurance Company | Sioux Falls | SD | 04/2023 | Present |
| Principal Securities, Inc. | Sioux Falls | SD | 04/2023 | Present |
OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/2023 ADDRESS: 4910 S Isabel Pl, Ste 100, Sioux Falls SD 57108, United States DESCRIPTION: Selling outside insurance including LTC, Annuities (fixed and variable), Group and Individual Life Insurance, Disability Income Insurance, Health and Medical Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-14 |
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