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Claudia Adriana Badillo

Wells Fargo Clearing Services, LLC

Henderson, NV

Las Vegas, NV

CRD 7339465

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-08-26
  • NV RA
    APPROVED
    Since 2021-08-26

Branch Locations

805 E Lake Mead Pkwy Ste 110, Henderson, NV 89015 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Las Vegas NV 02/2021 Present
Wells Fargo Bank, Na Las Vegas NV 02/2008 Present
Music And Arts Henderson NV 03/2019 Present
  • 02/2021 → Present
    Las Vegas, NV
  • 02/2008 → Present
    Wells Fargo Bank, Na
    Las Vegas, NV
  • 03/2019 → Present
    Music And Arts
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-19
  • S66 Uniform Combined State Law Examination
    2021-08-19
Other Names
  • Claudia Adriana Badillo
  • Claudia A Badillo

View on SEC IAPD

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