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Andrew Leonard Barnum

First Trust Advisors LP

Wheaton, IL

Carmel, IN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-03-26
  • IL RA
    APPROVED
    Since 2012-03-26

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 01/2005 Present
  • 01/2005 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-23
S63 Uniform Securities Agent State Law Examination 2005-03-22
  • S66 Uniform Combined State Law Examination
    2012-03-23
  • S63 Uniform Securities Agent State Law Examination
    2005-03-22

View on SEC IAPD

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