John Fredrick Swanson

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 7339435

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-05-22

TN RA
APPROVED

Since 2025-05-22

Branch Locations

Franklin, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lou's Full Serv	Jackson	MS	10/2014	12/2016
Craft Cargo	Denver	CO	10/2014	10/2017
Wallaby's Liquor Warehouse	Denver	CO	05/2017	08/2019
Wines Off Wynkoop	Denver	CO	08/2019	02/2021
Empower	Denver	CO	03/2021	10/2022
Empower Financial Services, Inc	Greenwood Village	CO	10/2022	Present

10/2014 → 12/2016

Lou's Full Serv

Jackson, MS
10/2014 → 10/2017

Craft Cargo

Denver, CO
05/2017 → 08/2019

Wallaby's Liquor Warehouse

Denver, CO
08/2019 → 02/2021

Wines Off Wynkoop

Denver, CO
03/2021 → 10/2022

Empower

Denver, CO
10/2022 → Present

Empower Financial Services, Inc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-10
S65	Uniform Investment Adviser Law Examination	2019-11-25

S66 Uniform Combined State Law Examination

2023-03-10
S65 Uniform Investment Adviser Law Examination

2019-11-25

View on SEC IAPD

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