Max J Gilliam

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Westlake Gdns Off Pk 2555 Townsgate Ste 110, Westlake Vlg, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	03/2021	Present
Northwestern Mutual Investment Services Llc	Westlake Vlg	CA	03/2021	Present
Unemployed	Newbury Park	CA	02/2011	03/2021
Northwestern Mutual Wealth Management Company	Milwaukee	WI	03/2022	Present

03/2021 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
03/2021 → Present

Northwestern Mutual Investment Services Llc

Westlake Vlg, CA
02/2011 → 03/2021

Unemployed

Newbury Park, CA
03/2022 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

FREELANCE ACTOR, 829 BOXTHORN AVE, NEWBURY PARK, , CALIFORNIA, 91320, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/13/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ACTING AS A DOUBLE FOR A QUARTERBACK ACTOR IN A TV SHOW CALLED THE LAND ON HULU PLANNING TO AIR IN 2026; NON INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-24

S66 Uniform Combined State Law Examination

2022-01-24

Other Names

Max J Gilliam

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