Brent Lawrence Anderson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-12-06

TX RA
APPROVED

Since 2011-12-06

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Houston	TX	12/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

12/2011 → Present

Morgan Stanley Smith Barney

Houston, TX
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-04-17 → 2011-12-19

Raymond James & Associates, Inc.

Houston, TX

Houston, TX

Other Businesses

*376459 - Anderson Whata Investment, GP; Investment related Yes; Investment; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; Manage future distributions

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-24
S63	Uniform Securities Agent State Law Examination	2005-06-14

S65 Uniform Investment Adviser Law Examination

2005-10-24
S63 Uniform Securities Agent State Law Examination

2005-06-14

View on SEC IAPD