Sean Christopher Stevens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 11/2016
  De Home Improvements
  Newark, DE
• 11/2016 → 07/2018
  M&T Bank
  Newark, DE
• 07/2018 → 07/2019
  M&T Bank
  Bear, DE
• 07/2019 → 02/2021
  M&T Bank
  Newark, DE
• 02/2021 → 06/2021
  M&T Securities Inc
  Newark, DE
• 09/2021 → Present
  Lpl Financial, Llc
  Wilmington, DE
• 02/2021 → 12/2021
  M&T Bank
  Newark, DE
• 06/2021 → 12/2021
  M&T Financial Services
  Dover, DE
• 12/2021 → 12/2022
  M&T Financial Services
  Wilmington, DE
• 12/2021 → 12/2022
  M&T Bank
  Wilmington, DE
• 02/2021 → 12/2021
  M&T Bank
  Dover, DE
• 10/2018 → 07/2019
  M&T Securities Inc
  Bear, DE
• 07/2019 → 02/2021
  M&T Securities
  Newark, DE
• 02/2021 → 09/2021
  M&T Securities
  Dover, DE

Other Businesses

1. 10/12/2023 - WILMINGTON ADVISORS @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2022 - 40 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-02-19

Other Names

• Sean Christopher Stevens
• Sean C Stevens