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William Griffin Martin

Cetera Investment Advisers LLC

Troy, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-09-05
  • AL RA
    APPROVED
    Since 2023-09-05

Branch Locations

1000 Us Highway 231 South, Troy, AL 36081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Montgomery AL 03/2021 08/2021
City Of Elba (Recreation) Elba AL 08/2020 02/2021
Murray State University Student Murray KY 08/2015 12/2019
Unemployed Elba AL 12/2019 06/2020
Morgan Stanley Private Bank, N.A New York NY 07/2021 08/2021
Concourse Financial Group Securities Inc Dothan AL 08/2021 08/2023
Holmes-Whatley & Associates Dothan AL 08/2021 08/2023
Cetera Invesments Serivces Llc Saint Cloud MN 08/2023 Present
Cetera Invesment Advisers Llc Troy AL 08/2023 Present
Troy Bank And Trust Company Troy AL 08/2023 Present
  • 03/2021 → 08/2021
    Morgan Stanley
    Montgomery, AL
  • 08/2020 → 02/2021
    City Of Elba (Recreation)
    Elba, AL
  • 08/2015 → 12/2019
    Murray State University Student
    Murray, KY
  • 12/2019 → 06/2020
    Unemployed
    Elba, AL
  • 07/2021 → 08/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2021 → 08/2023
    Concourse Financial Group Securities Inc
    Dothan, AL
  • 08/2021 → 08/2023
    Holmes-Whatley & Associates
    Dothan, AL
  • 08/2023 → Present
    Cetera Invesments Serivces Llc
    Saint Cloud, MN
  • 08/2023 → Present
    Cetera Invesment Advisers Llc
    Troy, AL
  • 08/2023 → Present
    Troy Bank And Trust Company
    Troy, AL
Previous Registrations
  • 2021-09-15 → 2023-09-29
    Concourse Financial Group Securities, Inc.
    Dothan, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-14
  • S66 Uniform Combined State Law Examination
    2021-09-14
Other Names
  • William G Martin
  • Griffin Martin

View on SEC IAPD

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