Grant Liu

J.P. Morgan Securities LLC

CRD 7338564

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-23
CA	RA	APPROVED	2025-09-15

TX RA
APPROVED

Since 2025-09-23
CA RA
APPROVED

Since 2025-09-15

Branch Locations

78 E 4Th Ave, San Mateo, CA 94401 • United States

1188 El Camino Real, Burlingame, CA 94010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	San Bruno	CA	12/2018	Present
J.P. Morgan Securities Llc	San Bruno	CA	12/2018	Present
Vive La Mode	San Francisco	CA	04/2018	03/2020
Sonoma State University	Rohnert Park	CA	08/2014	05/2018

12/2018 → Present

Jpmorgan Chase Bank, N.A.

San Bruno, CA
12/2018 → Present

J.P. Morgan Securities Llc

San Bruno, CA
04/2018 → 03/2020

Vive La Mode

San Francisco, CA
08/2014 → 05/2018

Sonoma State University

Rohnert Park, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-15
S63	Uniform Securities Agent State Law Examination	2021-05-17

S66 Uniform Combined State Law Examination

2025-09-15
S63 Uniform Securities Agent State Law Examination

2021-05-17

View on SEC IAPD

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