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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| NV | RA | APPROVED | 2024-09-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Las Vegas | NV | 09/2014 | 09/2017 |
| Biltmore | Las Vegas | NV | 07/2019 | 10/2019 |
| Ups | Las Vegas | NV | 11/2019 | 01/2020 |
| Last Mile Logistics | Las Vegas | NV | 01/2020 | 07/2020 |
| Ups | Las Vegas | NV | 07/2020 | 08/2020 |
| Pizza Hut | Las Vegas | NV | 12/2020 | 02/2021 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 02/2021 | 09/2024 |
| J.P. Morgan Securities Llc | Las Vegas | NV | 09/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Las Vegas | NV | 09/2024 | Present |
| Amazon Flex | Las Vegas | NV | 10/2017 | 10/2022 |
| Door Dash | Las Vegas | NV | 07/2018 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-20 |
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