Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-06-03 |
| TX | RA | APPROVED | 2021-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Metairie | LA | 12/2014 | 06/2021 |
| Mml Investors Services Llc | Metairie | LA | 01/2015 | 06/2021 |
| Lpl Financial, Llc | Slidell | LA | 06/2021 | Present |
1)05/2005 - REAL ESTATE RENTAL - 13597 UNIT E-13C, PENSACOLA, FL 32507 - INVESTMENT RELATED - PENSACOLA, FL 32507
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-07 |
Reach out to this advisor