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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-23 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Seattle | WA | 02/2026 | Present |
| Massmutual Life Insurance Co | Seattle | WA | 06/2023 | Present |
| Goldman Sachs & Co. Llc | Salt Lake City | UT | 07/2021 | 06/2023 |
| Uber Technologies | Phoenix | AZ | 09/2019 | 06/2021 |
| Enterprise Marketing Hub (Asu) | Tempe | AZ | 06/2018 | 09/2019 |
| Bevmo! | Brea | CA | 06/2016 | 07/2017 |
| Arizona State University | Tempe | AZ | 07/2017 | 06/2018 |
| Morgan Stanley | Purchase | NY | 02/2021 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-27 |
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