Dawson Michael Shirley

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-10-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Trade Clearing Services Llc	Charlotte	NC	02/2022	08/2022
Us Teh Solutions Inc	Jersey City	NJ	02/2022	08/2022
New York Life Insurance Company	Charlotte	NC	05/2021	12/2021
Clemson Conference Center And Inn	Clemson	SC	08/2018	03/2020
Independence High School	Charlotte	NC	03/2012	06/2017
Clemson University	Clemson	SC	08/2017	05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mount Pleasant	SC	09/2022	10/2024
Baird	Charlotte	NC	10/2024	Present

02/2022 → 08/2022

Wells Trade Clearing Services Llc

Charlotte, NC
02/2022 → 08/2022

Us Teh Solutions Inc

Jersey City, NJ
05/2021 → 12/2021

New York Life Insurance Company

Charlotte, NC
08/2018 → 03/2020

Clemson Conference Center And Inn

Clemson, SC
03/2012 → 06/2017

Independence High School

Charlotte, NC
08/2017 → 05/2021

Clemson University

Clemson, SC
09/2022 → 10/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC
10/2024 → Present

Baird

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-01
S63	Uniform Securities Agent State Law Examination	2022-05-02

Other Firms