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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein | San Antonio | TX | 05/2026 | Present |
| Charles Schwab & Co., Inc. | Austin | TX | 02/2021 | 01/2022 |
| Wells Fargo | College Station | TX | 08/2017 | 02/2021 |
| Verizon Wireless | College Station | TX | 01/2017 | 07/2017 |
| Footlocker | College Station | TX | 02/2016 | 01/2017 |
| Fidelity Investments | Austin | TX | 01/2022 | 05/2023 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 04/2024 | 05/2026 |
| Wells Fargo Bank, Na | San Antonio | TX | 08/2023 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-16 |
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