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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-12 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Houston | TX | 07/2022 | Present |
| Jp Morgan Securities, Llc | Houston | TX | 07/2022 | Present |
| Parametric Portfolio | Minneapolis | MN | 06/2021 | 08/2021 |
| Cibc | Chicago | IL | 06/2020 | 08/2020 |
| R.P. Lumber | Oskaloosa | IA | 05/2019 | 08/2019 |
| Musco Sports Lighting | Oskaloosa | IA | 05/2018 | 08/2018 |
| Spring Valley Farms | Oskaloosa | IA | 06/2017 | 08/2017 |
| University Of Iowa | Iowa City | IA | 08/2017 | 05/2022 |
| Salem Group | Oskaloosa | IA | 12/2021 | 12/2021 |
| John Robert Moore | Iowa City | IA | 08/2019 | 05/2020 |
| Unemployed | Oskaloosa | IA | 07/2012 | 05/2017 |
| Unemployed | Iowa City | IA | 01/2021 | 05/2021 |
| Unemployed | Iowa City | IA | 06/2022 | 06/2022 |
| Nextgen Growth Partners | Chicago | IL | 01/2022 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-10 |
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