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John Robert Moore

J.P. Morgan Securities LLC

Houston, TX

CRD 7337692

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-12
  • TX RA
    APPROVED
    Since 2022-09-12

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Houston TX 07/2022 Present
Jp Morgan Securities, Llc Houston TX 07/2022 Present
Parametric Portfolio Minneapolis MN 06/2021 08/2021
Cibc Chicago IL 06/2020 08/2020
R.P. Lumber Oskaloosa IA 05/2019 08/2019
Musco Sports Lighting Oskaloosa IA 05/2018 08/2018
Spring Valley Farms Oskaloosa IA 06/2017 08/2017
University Of Iowa Iowa City IA 08/2017 05/2022
Salem Group Oskaloosa IA 12/2021 12/2021
John Robert Moore Iowa City IA 08/2019 05/2020
Unemployed Oskaloosa IA 07/2012 05/2017
Unemployed Iowa City IA 01/2021 05/2021
Unemployed Iowa City IA 06/2022 06/2022
Nextgen Growth Partners Chicago IL 01/2022 03/2022
  • 07/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Houston, TX
  • 07/2022 → Present
    Houston, TX
  • 06/2021 → 08/2021
    Parametric Portfolio
    Minneapolis, MN
  • 06/2020 → 08/2020
    Cibc
    Chicago, IL
  • 05/2019 → 08/2019
    R.P. Lumber
    Oskaloosa, IA
  • 05/2018 → 08/2018
    Musco Sports Lighting
    Oskaloosa, IA
  • 06/2017 → 08/2017
    Spring Valley Farms
    Oskaloosa, IA
  • 08/2017 → 05/2022
    University Of Iowa
    Iowa City, IA
  • 12/2021 → 12/2021
    Salem Group
    Oskaloosa, IA
  • 08/2019 → 05/2020
    John Robert Moore
    Iowa City, IA
  • 07/2012 → 05/2017
    Unemployed
    Oskaloosa, IA
  • 01/2021 → 05/2021
    Unemployed
    Iowa City, IA
  • 06/2022 → 06/2022
    Unemployed
    Iowa City, IA
  • 01/2022 → 03/2022
    Nextgen Growth Partners
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-10
  • S66 Uniform Combined State Law Examination
    2022-09-10
Other Names
  • John R Moore
  • Jack Moore
  • John Moore

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